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TA

Timothy R. Anderson

STONELIVING SECURITIES
West Palm Beach, FL
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CRD#: 4483747
TA

Professional summary


Timothy Ross Anderson is a registered financial professional currently at STONELIVING SECURITIES, LLC located in West Palm Beach, Florida.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy Ross Anderson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 23, 2024 - Present

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
West Palm Beach, FL
Past

July 26, 2021 - July 29, 2022

RCX CAPITAL GROUP, LLC

BD
CRD#: 114290
THE WOODLANDS, TX
Past

March 27, 2014 - April 9, 2015

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

October 9, 2012 - March 7, 2014

AVM, L.P.

BD
CRD#: 16710
BOCA RATON, FL
Past

January 4, 2008 - June 9, 2008

STARK DISTRIBUTORS LLC

BD
CRD#: 144583
ST. FRANCIS, WI
Past

August 4, 2006 - November 21, 2007

STARK INVESTMENTS

RIA
CRD#: 137442
ST. FRANCIS, WI
Past

March 19, 2003 - March 5, 2007

SHEPHERD TRADING LIMITED

BD
CRD#: 39591
ST. FRANCIS, WI
Past

January 16, 2002 - July 6, 2007

RELIANT TRADING

BD
CRD#: 32496
ST. FRANCIS, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/23/2024)
RR
Illinois
(7/23/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 8/7/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/19/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/26/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SS
STONELIVING SECURITIES, LLC
STONELIVING SECURITIES, LLC

CRD#: 153565 / SEC#: , 8-68551

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
233 8th Street, West Palm Beach, FL 33401
Mailing Address
233 8th Street, West Palm Beach, FL 33401
Phone number
(312) 670-5900
Established
Delaware since 02/22/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CHICAGO ATLANTIC BD HOLDINGS, LLCOWNER
KESSEL, JOSEPH KEITHCCO3084333
MILES, STEPHEN JOHNCEO, EXEC. REP, AMLCO3093225
STEWART, SCOTT ALEXANDERFINOP/POO/PFO6977422

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONELIVING SECURITIES, LLC

CRD#: 153565West Palm Beach, FL

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