Timothy R. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Ross Anderson was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2002. Timothy had worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2024 - July 13, 2026
STONELIVING SECURITIES, LLC
July 26, 2021 - July 29, 2022
RCX CAPITAL GROUP, LLC
March 27, 2014 - April 9, 2015
MACQUARIE CAPITAL (USA) INC.
October 9, 2012 - March 7, 2014
AVM, L.P.
January 4, 2008 - June 9, 2008
STARK DISTRIBUTORS LLC
August 4, 2006 - November 21, 2007
STARK INVESTMENTS
March 19, 2003 - March 5, 2007
SHEPHERD TRADING LIMITED
January 16, 2002 - July 6, 2007
RELIANT TRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/26/2021
General Securities Representative ExaminationCurrent Firm
STONELIVING SECURITIES, LLC
CRD#: 153565 / SEC#: , 8-68551
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHICAGO ATLANTIC BD HOLDINGS, LLC | OWNER | |
| MILES, STEPHEN JOHN | CEO, EXEC. REP, AMLCO, CCO | 3093225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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