LK
Lawrence R. Koval
LIFEMARK SECURITIES
Euclid, OH
Some features on this profile are disabled
CRD#: 4483718
LK
Professional summary
Lawrence Raymond Koval, who also goes by Larry Koval, Lawrence Raymond Koval, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Euclid, Ohio.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Lawrence has worked at 4 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Koval | Lawrence Raymond Koval
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA OF STRATEGIC FINANCIAL SOLUTIONS USED FOR SECURITIES BUSINESS 1. WICKLIFFE ITALIAN AMERICAN CLUB-NOT INVESTMENT RELATED-WICKLIFFE, OH-SOCIAL/FRATERNAL ORGANIZATION-MEDIA DIRECTOR FOR ANNUAL FUNDRAISER-1/2005-4 HOURS PER MONTH-0 HOURS PER MONTH DURING TRADING HOURS-RECORD MINUTES OF MEETINGS, MAINTAIN CLUB FILES & RECORDS, PROMOTIONAL ACTIVITIES. 2. CROSS TRACK MUSIC, INC.-NOT INVESTMENT RELATED-2310 Superior Ave, Suite 270,CLEVELAND,OH 44114-RECORD LABEL-PRESIDENT-11/1992-20 HOURS PER MONTH-5 HOURS PER MONTH DURING TRADING HOURS-MUSIC PUBLISHING, ARTIST MANAGEMENT, RECORD LABEL, BOOKING AGENCY. 3. STRATEGIC FINANCIAL SOLUTIONS dba-Investment Related-20301 Blackfoot Ave, EUCLID,OH 44117- independent insurance agent-01/2014-10 HOURS PER MONTH-8 HOURS PER MONTH DURING TRADING HOURS-SALES AND SERVICE of life, health and FIXED INSURANCE PRODUCTS AND ANNUITIES. 4. NOTEWORTHY FEDERAL CREDIT UNION- INVESTMENT RELATED- 1900 Superior Ave, Suite 126,CLEVELAND,OH 44114-CREDIT UNION-BOARD MEMBER-3/1999-2 HOURS PER MONTH-2 HOURS PER MONTH DURING TRADING HOURS-MEMBER OF BOARD OF DIRECTORS THAT SETS POLICY & MONITORS RESULTS OF THE CREDIT UNION, elected to unpaid position.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Raymond Koval's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Raymond Koval's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Euclid, OH
Current
January 2, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Euclid, OH
Past
January 12, 2006 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
EUCLID, OH
Past
January 10, 2006 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
EUCLID, OH
Past
January 2, 2004 - December 31, 2005
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
YOUNGSTOWN, OH
Past
December 1, 2003 - December 31, 2005
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Past
July 25, 2003 - October 31, 2003
QUESTAR CAPITAL CORPORATION
RIA
CRD#: 43100
EUCLID, OH
Past
December 19, 2001 - October 31, 2003
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/2/2018)
IAR
Ohio(1/3/2018)
Exams
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
