Andrew M. Schmidt
Professional summary
Andrew Michael Schmidt, CIMA®, who also goes by Andrew Schmidt, Andrew M Schmidt, Andrew Schmidt, Andy Schmidt, is a registered financial professional currently at CLICK CAPITAL MARKETS located in Scottsdale, Arizona.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2025 - Present
CLICK CAPITAL MARKETS
Office #1: 9835 E Bell Road Suite 110, Scottsdale, AZ 85260March 15, 2023 - September 30, 2025
NORTHERN LIGHTS DISTRIBUTORS, LLC
March 14, 2016 - May 28, 2021
VANGUARD MARKETING CORPORATION
August 25, 2015 - February 22, 2016
INVESCO ADVISERS, INC.
September 18, 2006 - February 22, 2016
INVESCO DISTRIBUTORS, INC.
November 7, 2005 - September 18, 2006
ALPS DISTRIBUTORS, INC.
September 14, 2005 - October 20, 2005
A. G. EDWARDS & SONS, INC.
September 14, 2005 - October 20, 2005
A. G. EDWARDS & SONS, INC.
April 19, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
February 13, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2025)
Exams
Series 7TO
Date: 12/9/2022
General Securities Representative ExaminationFINRA
Current Firm
CLICK CAPITAL MARKETS
CRD#: 168376 / SEC#: , 8-69304
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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