Michael S. Mccullough
Professional summary
Michael Scott Mccullough is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Toledo , Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Mccullough's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Scott Mccullough's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 7335 Crossleigh Court Ste 300 [satellite], Toledo , OH 43617April 10, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 7335 Crossleigh Court Ste 300 [satellite], Toledo , OH 43617September 17, 2018 - April 21, 2026
UBS FINANCIAL SERVICES INC.
September 17, 2018 - April 21, 2026
UBS FINANCIAL SERVICES INC.
April 30, 2012 - September 18, 2018
MORGAN STANLEY
April 27, 2012 - September 18, 2018
MORGAN STANLEY
April 17, 2002 - May 3, 2012
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
(4/10/2026)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Senior Vice PresidentCRD#: 11025Toledo , OH 43617TRUST BUT VERIFY
Monitor Michael Mccullough
Get automatic monthly alerts on: