Dino Dionne

GENESIS CAPITAL GROUP LLC

Boca Raton, FL

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CRD#: 4483593

Professional summary

Dino Dionne is a registered financial advisor currently at GENESIS CAPITAL GROUP LLC located in Boca Raton, Florida.

Dino is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dino has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dino Dionne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2021 - Present

GENESIS CAPITAL GROUP LLC

Office #3: 535 Fifth Avenue 4th Floor, New York, NY 10017

RIA

CRD#: 150035

Boca Raton, FL

Past

May 12, 2010 - September 22, 2011

EDI INVESTMENT ADVISOR CORPORATION

RIA

CRD#: 124129

NEW YORK, NY

Past

July 31, 2009 - March 1, 2012

EDI FINANCIAL, INC.

CRD#: 15699

NEW YORK, NY

Past

June 24, 2009 - July 22, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NEW YORK, NY

Past

December 10, 2007 - September 2, 2008

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEW YORK, NY

Past

December 7, 2007 - June 13, 2009

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

June 24, 2005 - December 12, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

September 13, 2004 - December 12, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

August 7, 2002 - August 18, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 7, 2002 - August 18, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 3, 2002 - July 11, 2002

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/2/2002

General Securities Representative Examination

Current Firm

GENESIS CAPITAL GROUP LLC

GC INSURANCE SERVICES | GENESIS CAPITAL GROUP LLC OF NEW YORK | GENESIS CAPITAL GROUP LLC | GENESIS CAPITAL GROUP

CRD#: 150035 / SEC#:

New York

Registered Investment Advisory firm - (1/23/2016 Approved)

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Contact information

Main Address

535 Fifth Avenue 4th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 665-3082

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 25,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dino Dionne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dino Dionne's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDI INVESTMENT ADVISOR CORPORATION

EDI FINANCIAL, INC.

PURSHE KAPLAN STERLING INVESTMENTS

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2005

Series 63

Date: 1/25/2002

Series 7

Date: 1/2/2002

Current Firm

GENESIS CAPITAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GENESIS CAPITAL GROUP LLC

TRUST BUT VERIFY

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