Thomas E. Demint
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Eugene Demint III, who also goes by Thomas Eugene Demint, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
November 21, 2019 - December 31, 2023
M3 CAPITAL ADVISORS
April 13, 2005 - June 23, 2009
WELLS FARGO SECURITIES, LLC
November 12, 2002 - June 28, 2004
BANC OF AMERICA SECURITIES LLC
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Current Firm
M3 CAPITAL ADVISORS
CRD#: 305922 / SEC#:
Contact information
Red Flags
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