ML
Martha P. Lobo Castro
PLANMEMBER SECURITIES
Weston, FL 33331
Some features on this profile are disabled
CRD#: 4483016
ML
Professional summary
Martha Patricia Lobo Castro, who also goes by Martha Patricia Lobo, Martha Patricia Lobo-castro, Martha P Lobo Castro, Patricia Lobo Castro, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Weston, Florida.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Martha has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6TO and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha Patricia Lobo | Martha Patricia Lobo-Castro | Martha P Lobo Castro | Patricia Lobo Castro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DP Management-2771 Executive Park Dr, Ste 4, Weston, FL 33331; Investment related; Administrative support for payroll & tax prep-representative receives compensation from this entity for work done for RPA; Start date 7/2021; 0 hrs/mnth & during trading. 2) Retirement Plannng Associates (RPA) dba Daybright Financial -1052 Willa Springs Dr, Winter Springs, FL 32708; Investment related; Financial sales & svcs; Investment Advisor; Start date 7/2021; 150 hrs/mnth & during trading. 3) Bencor-2 N. Tamiami Trail, #602, Sarasota FL 34236; Investment related; Independent agency providing tax qualified, deinfed contribution plans; Representative; Start date 7/2021; 160 hrs/mnth; 140 hrs/mnth during trading. 4) USRP-1052 Willa Springs Dr, Winter Springs,FL 32708; Investment related; Financial Services (umbrella company for Bencor); Representative; Start 7/2021; 160 hrs/mnth; 140 hrs/mnth during trading. 5) Grupo Zeta LLC-741 Heron Rd, Weston, FL 33326; Noninvestment related; Rental Property; President; Start date 10/2017; 1 hr/mnth; 0 hrs/mnth during trading. 6) Cypress Bay PTSA-18600 Vista Park Blvd, Weston, FL 33332; Noninvestment related; Organization to promote welfare of children and youth in the home, school, place of worship and community, advocates for the education, physical & mental health, welfare & safety of children & youth; President; Start date 7/2021; 5 hrs/mnth; 0 hrs/mnth during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Martha Patricia Lobo Castro's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martha Patricia Lobo Castro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 2771 Executive Park Drive Suite 4, Weston, FL 33331RIA
BD
CRD#: 11869
Weston, FL
Current
July 22, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 2771 Executive Park Drive Suite 4, Weston, FL 33331RIA
BD
CRD#: 11869
Weston, FL
Past
January 27, 2021 - July 13, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
BOCA RATON, FL
Past
September 10, 2020 - July 13, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BOCA RATON, FL
Past
May 10, 2019 - September 22, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SUNRISE, FL
Past
September 17, 2002 - December 10, 2002
CP CAPITAL SECURITIES
BD
CRD#: 15029
MIAMI, FL
Past
February 22, 2002 - June 21, 2002
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/22/2021)
IAR
Florida(7/23/2021)
RR
North Carolina(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/9/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Weston, FL 33331TRUST BUT VERIFY
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