Ronald D. Torretti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Dennis Torretti, who also goes by Ron Torretti, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1972. Ronald had worked at 11 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2013 - September 4, 2021
RIDGEBACK SECURITIES, LTD
June 19, 2008 - June 30, 2011
CPI CAPITAL
June 19, 2008 - June 30, 2011
CPI CAPITAL
September 16, 2005 - June 24, 2008
INVEST FINANCIAL CORPORATION
September 2, 2005 - June 24, 2008
INVEST FINANCIAL CORPORATION
February 25, 2004 - February 1, 2006
SMART FINANCIAL ADVISORS, LLC
December 19, 2003 - March 23, 2005
CETERA ADVISORS LLC
September 19, 2002 - December 31, 2002
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2002 - December 31, 2003
WOODBURY FINANCIAL SERVICES, INC.
June 22, 2001 - March 21, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
August 1, 1994 - March 2, 2000
MAFG RIA SERVICES, INC.
August 20, 1992 - August 23, 1994
FFP SECURITIES, INC.
April 22, 1983 - August 19, 1992
CINCINNATI ANALYSTS, INC.
August 24, 1972 - April 29, 1983
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/21/1972
Registered Representative ExaminationCurrent Firm
RIDGEBACK SECURITIES, LTD
CRD#: 120448 / SEC#: , 8-65298
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE RIDGEBACK GROUP, INC | LIMITED PARTNER | |
| CAPITAL FINANCIAL GROUP, INC. | LIMITED PARTNER | |
| BRISTOW, BRIAN BRUCE | CHIEF OPERATING OFFICER | 3151921 |
| CONNOLLY, BRENDAN MACKEY | CHIEF COMPLIANCE OFFICER | 4352883 |
| MCSALGP, LLC | GENERAL PARTNER | |
| VANPELT, WILLIAM HENRY IV | PRESIDENT, FINOP, MANAGER, SECRETARY, TREASURER | 1716622 |
Red Flags
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