FREDERICK K. MANGAN
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
FREDERICK K MANGAN, CFP®, who also goes by Frederick K Mangan Jr, Rick Karl Mangan Jr, was a registered financial professional .
FREDERICK is a previously registered financial professional and started their career in finance in 2003. FREDERICK had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
August 2, 2024 - December 31, 2025
MANGAN WEALTH MANAGEMENT
October 5, 2007 - May 9, 2022
MANGAN WEALTH MANAGEMENT
June 18, 2003 - June 30, 2004
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MANGAN WEALTH MANAGEMENT
CRD#: 143863 / SEC#: 801-125876
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MANGAN WEALTH MANAGEMENT
CRD#: 143863 / SEC#: 801-125876
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 173,000,000 |
Red Flags
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