Darren M. Schenkler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Michael Schenkler, who also goes by Darren Michael Schenkler, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2002. Darren had worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2022 - May 31, 2024
CARTA CAPITAL MARKETS, LLC
February 29, 2008 - August 10, 2021
RBC CAPITAL MARKETS, LLC
November 23, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
January 12, 2004 - November 11, 2004
UBS CAPITAL MARKETS L.P.
February 26, 2002 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CARTA CAPITAL MARKETS, LLC
CRD#: 304751 / SEC#: , 8-70396
Contact information
Documents
Red Flags
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