Douglas G. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Glenn Moore was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2010. Douglas had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2020 - December 31, 2022
GORDON ASSET MANAGEMENT, LLC
September 1, 2010 - December 31, 2020
GIBRALTAR FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GORDON ASSET MANAGEMENT, LLC
CRD#: 118471 / SEC#: 801-61670
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 458 |
| AUM (Assets Under Management) | $ 199,391,998 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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