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Chadwick D. Mcintyre

Some features on this profile are disabled
CRD#: 4482504
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chadwick Douglas Mcintyre was a registered financial professional .

Chadwick is a previously registered financial professional and started their career in finance in 2002. Chadwick had worked at 3 firms and has passed the Series 63 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 2, 2012 - December 9, 2013

ROSWELL CAPITAL SECURITIES, LLC

BD
CRD#: 135386
ALPHARETTA, GA
Past

April 24, 2002 - June 2, 2004

EQUIPLACE SECURITIES LLC

BD
CRD#: 119336
ROSWELL, GA
Past

February 7, 2002 - April 11, 2002

DUNWOODY BROKERAGE SERVICES, INC.

BD
CRD#: 31183
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/13/2002
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/5/2012
Financial and Operations Principal Examination

Current Firm

RC
ROSWELL CAPITAL SECURITIES, LLC
OGDENBURR PARTNERS LLC | ROSWELL CAPITAL SECURITIES, LLC

CRD#: 135386 / SEC#: , 8-66914

BD
Terminated by SEC on 12/09/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 10/21/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DEERFIELD HOLDINGS, LLCOWNER
MCINTYRE, CHADWICK DOUGLASCHIEF FINANCIAL OPERATIONS OFFICER - FINOP4482504
WHITEMAN, CHARLES MCEO & CCO2832513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSWELL CAPITAL SECURITIES, LLC

CRD#: 135386

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