KC
Kristina M. Clark
THRIVENT INVESTMENT MANAGEMENT
Boca Raton, FL 33432
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CRD#: 4482482
KC
Professional summary
Kristina Marie Clark, ChFC®, CLU®, who also goes by Kristina Marie Zodrow, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Boca Raton, Florida.
Kristina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kristina has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristina Marie Zodrow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL HOME - FLORIDA POSITION: Owner NATURE: I rent out my house. I spend about 12 hours per year on this. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2003 ADDRESS: 2313 S Peninsula Dr, Daytona Beach FL 32118, United States DESCRIPTION: I collect rent from our tenants. SPIRIT POSITION: First Officer NATURE: Fly passengers to their destinations. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 06/13/2022 ADDRESS: 2854 Corporate Way, Miramar FL 33025, United States DESCRIPTION: Fly passengers to their destinations. RENTAL POSITION: Landlord NATURE: Rental of home INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 409 Esther St, New Smyrna Beach FL 32169, United States DESCRIPTION: Rent our house out to tennants
CRS (Client Relationship Summary) - RIA
Click below to view Kristina Marie Clark's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kristina Marie Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 6, 2009 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 150 E Palmetto Park Rd, Boca Raton, FL 33432Office #2: 1645 Palm Beach Lakes Blvd, West Palm Beach, FL 33401RIA
BD
CRD#: 18387
Boca Raton, FL
Current
March 3, 2009 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 150 E Palmetto Park Rd, Boca Raton, FL 33432Office #2: 1645 Palm Beach Lakes Blvd, West Palm Beach, FL 33401RIA
BD
CRD#: 18387
Boca Raton, FL
Past
July 10, 2007 - March 3, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
June 13, 2007 - March 3, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
June 15, 2005 - June 14, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ATLANTA, GA
Past
October 29, 2003 - June 14, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/21/2011)
RR
Florida(3/23/2009)
RR
Georgia(3/3/2009)
IAR
Georgia(3/6/2009)
RR
Indiana(3/23/2009)
RR
Ohio(10/25/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Boca Raton, FL 33432TRUST BUT VERIFY
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