Frederick N. Mcomber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Neergaard Mcomber III, who also goes by Fredrick Neergaard Mcomber III, Trevor Mcomber, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2001. Frederick had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2019 - August 1, 2022
DRW EXECUTION SERVICES, LLC
May 27, 2019 - October 30, 2019
DRW SECURITIES, L.L.C.
July 1, 2013 - February 5, 2019
VIRTU AMERICAS LLC
September 7, 2011 - July 1, 2013
GETCO SECURITIES, LLC
September 7, 2011 - June 11, 2014
OCTEG, LLC
September 7, 2011 - June 11, 2014
GETCO EXECUTION SERVICES LLC
August 2, 2010 - August 15, 2011
LIGHTSPEED TRADING, LLC
March 21, 2006 - November 2, 2010
TERRA NOVA FINANCIAL, LLC
April 7, 2003 - July 27, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
December 20, 2001 - April 15, 2003
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/8/2002
Limited Representative-Equity Trader ExamCurrent Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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