Carl D. Bird
Professional summary
Carl David Bird JR., who also goes by C David Bird Jr., David Carl Bird Jr., David Bird Jr., is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.
Carl is registered as a RR (Registered Representative) and started their career in finance in 2002. Carl has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl David Bird JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2012 - Present
INTERCOASTAL CAPITAL MARKETS, INC.
Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432June 25, 2012 - June 29, 2012
WORLD EQUITY GROUP, INC.
March 24, 2008 - June 21, 2012
SECUREVEST FINANCIAL GROUP
June 2, 2003 - March 18, 2008
R. SEELAUS & CO., LLC
July 25, 2002 - May 6, 2003
MORGAN STANLEY DW INC.
July 2, 2002 - May 6, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2019)
(10/23/2012)
(2/1/2017)
(8/23/2012)
(8/23/2012)
(7/3/2012)
(3/25/2013)
(3/28/2013)
(11/8/2012)
(4/13/2022)
(9/23/2014)
(5/6/2019)
Exams
FINRA
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83Boca Raton, FL 33432TRUST BUT VERIFY
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