Daren S. Wright

COTTONWOOD ASSET MANAGEMENT

SALT LAKE CITY, UT 84124

CRD#: 4482142

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Professional summary

Daren Spencer Wright is a registered financial advisor currently at COTTONWOOD ASSET MANAGEMENT LLC located in Salt Lake City, Utah.

Daren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daren has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daren Spencer Wright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2018 - Present

COTTONWOOD ASSET MANAGEMENT LLC

Office #1: 4505 South Wasatch Blvd #300, Salt Lake City, UT 84124

RIA

CRD#: 153036

SALT LAKE CITY, UT

Past

March 9, 2017 - August 13, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

Salt Lake City, UT

Past

October 6, 2014 - February 23, 2017

GARDA FINANCIAL

RIA

CRD#: 170354

SALT LAKE CITY, UT

Past

June 9, 2004 - December 1, 2014

FORTIUS FINANCIAL ADVISORS, LLC

RIA

CRD#: 128060

SALT LAKE CITY, UT

Past

June 3, 2002 - March 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY , UT

Past

May 15, 2002 - March 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 14, 2001 - May 3, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/13/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/13/2001

General Securities Representative Examination

Current Firm

COTTONWOOD ASSET MANAGEMENT LLC

COTTONWOOD ASSET MANAGEMENT | COTTONWOOD CAPITAL | COTTONWOOD ASSET MANAGEMENT LLC

CRD#: 153036 / SEC#:

Texas

Registered Investment Advisory firm - (3/27/2019 Conditional Restricted)

Utah

Registered Investment Advisory firm - (6/9/2010 Approved)

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Contact information

Main Address

4505 South Wasatch Blvd #300, Salt Lake City, UT 84124

Mailing Address

2915 E Jennie Lane, Holladay, UT 84117

Phone number

(801) 520-1353

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 16,046,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daren S. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daren Spencer Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

COTTONWOOD ASSET MANAGEMENT LLC

ALLEGIS INVESTMENT ADVISORS, LLC

GARDA FINANCIAL

FORTIUS FINANCIAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2002

Series 63

Date: 3/13/2002

Series 7

Date: 12/13/2001

Current Firm

COTTONWOOD ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COTTONWOOD ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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