Jason M. Dessert

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CRD#: 4482002

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Matthew Dessert, who also goes by Jason M. Dessert, Jason Dessert, was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason M. Dessert | Jason Dessert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 23, 2018 - June 3, 2021

AXIS WEALTH PARTNERS, LLC

RIA

CRD#: 167122

EAST PROVIDENCE, RI

Past

May 27, 2015 - September 29, 2017

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

EAST GREENWICH, RI

Past

December 5, 2014 - September 29, 2017

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

East Greenwich, RI

Past

July 11, 2008 - November 12, 2009

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

COVENTRY, RI

Past

August 15, 2007 - April 28, 2008

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

May 23, 2006 - June 30, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

TAMPA, FL

Past

February 23, 2006 - May 4, 2006

INVEST FINANCIAL CORPORATION

CRD#: 12984

PALM HARBOR, FL

Past

May 2, 2005 - December 19, 2005

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

December 19, 2001 - March 18, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 19, 2001 - March 18, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AXIS WEALTH PARTNERS, LLC

AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC

CRD#: 167122 / SEC#: 801-120324

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Florida

Registered Investment Advisory firm - (3/3/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/3/2021 Terminated)

Rhode Island

Registered Investment Advisory firm - (3/3/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/6/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AXIS WEALTH PARTNERS, LLC

AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC

CRD#: 167122 / SEC#: 801-120324

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Florida

Registered Investment Advisory firm - (3/3/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/3/2021 Terminated)

Rhode Island

Registered Investment Advisory firm - (3/3/2021 Terminated)

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Contact information

Main Address

400 Massasoit Avenue Suite 112, East Providence, RI 02914

Mailing Address

Phone number

(401) 441-5111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,585
AUM (Assets Under Management)	$ 289,667,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Dessert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

QUEST CAPITAL STRATEGIES, INC.

EQUITABLE ADVISORS, LLC

INVEST FINANCIAL CORPORATION

RAYMOND JAMES & ASSOCIATES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AXIS WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2014

Series 63

Date: 10/6/2007

SIE

Date: 9/29/2017

Series 7

Date: 12/5/2014

Series 6

Date: 12/18/2001

Current Firm

AXIS WEALTH PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AXIS WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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