AT
Andrew R. Torelli
GALLAGHER FIDUCIARY ADVISORS
Irvine, CA 92614
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CRD#: 448198
AT
Professional summary
Andrew Robert Torelli, AIF® is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Irvine, California and OSAIC WEALTH, INC. located in Irvine, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Andrew has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stonebridge Homeowners Association; not investment related; 300 Carriage Way, Snowmass, CO 81615; Board Position; Board of Directors for Stonebridge Inn HOA; 1/1/2000; 2 hrs/month; 1 hr during trading; Provide guidance and leadership with Association issues. 2) BUILD; Not Investment Related; 900 Jefferson Ave., Box Bldg A, 5th Floor, Redwood City, CA 94063; Board Member - Partnering with schools in disadvantaged areas to help kids graduate; 10/01/2013; 1 hour/month; 0 hr during trading hours; Partnering with schools in disadvantaged areas to help kids graduate
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Robert Torelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 14, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 2050 Main Street, Ste. 1250, Irvine, CA 92614RIA
CRD#: 146509
Irvine, CA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2050 Main Street Suite 1250, Irvine, CA 92614RIA
BD
CRD#: 23131
Irvine, CA
Past
March 30, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Irvine, CA
Past
April 20, 2016 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Irvine, CA
Past
February 19, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
IRVINE, CA
Past
February 18, 2015 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
IRVINE, CA
Past
July 8, 2013 - February 24, 2015
OSAIC WEALTH, INC.
RIA
CRD#: 23131
NEWPORT BEACH, CA
Past
July 5, 2013 - February 24, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEWPORT BEACH, CA
Past
December 8, 2009 - July 12, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
NEWPORT BEACH, CA
Past
September 6, 2001 - July 12, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
NEWPORT BEACH, CA
Past
January 10, 1990 - September 6, 2001
DOLPHIN SECURITIES, INC.
BD
CRD#: 10525
SAN MARCOS, CA
Past
April 13, 1989 - January 12, 1990
JRL CAPITAL CORPORATION
BD
CRD#: 10225
IRVINE, CA
Past
August 24, 1988 - September 12, 2001
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
September 25, 1987 - April 26, 1988
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
December 10, 1969 - April 25, 1988
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(4/14/2022)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
District of Columbia(8/23/2024)
RR
Illinois(8/23/2024)
RR
Indiana(8/23/2024)
RR
Louisiana(8/23/2024)
RR
Maryland(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Montana(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Jersey(8/23/2024)
RR
New Mexico(8/23/2024)
RR
New York(8/23/2024)
RR
Ohio(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Texas(8/23/2024)
RR
Utah(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/4/1969
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Irvine, CA 92614TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
