Daniel S. Pierson
Professional summary
Daniel Stuart Pierson, who also goes by Daniel S. Pierson, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 5 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Stuart Pierson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 21, 2010 - March 9, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 3, 2007 - June 19, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
June 23, 2003 - April 5, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 3, 2002 - November 21, 2002
EQUITABLE ADVISORS, LLC
January 1, 2002 - November 21, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/2/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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