Mary C. Brockland
Professional summary
Mary Christine Brockland, who also goes by Chrissy Brockland, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Mary is registered as a RR (Registered Representative) and started their career in finance in 2003. Mary has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Christine Brockland's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2026 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116July 2, 2012 - May 18, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
April 23, 2010 - March 2, 2016
FIRST ALLIED SECURITIES, INC.
April 16, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
October 3, 2007 - April 16, 2008
FIRST ALLIED SECURITIES, INC.
July 20, 2005 - February 13, 2007
GREENBOOK SECURITIES, INC.
June 15, 2005 - April 18, 2008
GREENBOOK INVESTMENT MANAGEMENT, INC.
January 22, 2003 - August 11, 2003
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/12/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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