William W. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Webster Wood was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 2 firms and has passed the Series 66 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - December 31, 2018
SW PRIVATE WEALTH, LLC
April 6, 2001 - March 27, 2018
LIVINGSTON & HAYNES INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
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Current Firm
SW PRIVATE WEALTH, LLC
CRD#: 289362 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 41,292,625 |
Red Flags
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