Digna E. Feliciano
Professional summary
Digna Enid Feliciano, who also goes by Digna Enid Feliciano, Nina Feliciano, is a registered financial advisor currently at GWN SECURITIES INC. located in Plant City, Florida.
Digna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Digna has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Digna Enid Feliciano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Digna Enid Feliciano's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2015 - Present
GWN SECURITIES INC.
July 1, 2015 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #3: 1011 Route 22 Suite 104, Bridgewater, NJ 08807October 1, 2012 - July 7, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 7, 2015
J.P. MORGAN SECURITIES LLC
August 30, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 20, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 27, 2010 - July 26, 2010
LPL FINANCIAL LLC
January 15, 2010 - July 26, 2010
LPL FINANCIAL LLC
April 9, 2008 - January 20, 2010
CETERA INVESTMENT SERVICES LLC
April 1, 2008 - January 20, 2010
CETERA INVESTMENT SERVICES LLC
January 31, 2007 - March 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2007 - March 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 26, 2003 - January 11, 2007
EQUITABLE ADVISORS, LLC
June 17, 2003 - January 11, 2007
EQUITABLE ADVISORS, LLC
January 18, 2002 - December 13, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2024)
(4/6/2018)
(2/7/2023)
(5/14/2018)
(7/1/2015)
(7/7/2015)
(4/6/2018)
(10/7/2019)
(6/29/2021)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
