Rosanna S. North
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosanna Stacy North, who also goes by Rosanna S North, Rosanna Stacy, was a registered financial professional .
Rosanna is a previously registered financial professional and started their career in finance in 2001. Rosanna had worked at 1 firm and has passed the Series 6 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2001 - March 14, 2002
SIMMERS CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SIMMERS CAPITAL MANAGEMENT CORPORATION
CRD#: 29960 / SEC#: , 8-44662
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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