Danielle E. Conkling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danielle Enage Conkling, who also goes by Danielle E Conkling, Danielle Alvarez Enage, was a registered financial professional .
Danielle is a previously registered financial professional and started their career in finance in 2002. Danielle had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2017 - December 9, 2019
SVB INVESTMENT SERVICES INC.
July 15, 2016 - July 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 15, 2016 - July 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 2012 - June 17, 2016
CITIGROUP GLOBAL MARKETS INC.
September 19, 2012 - June 17, 2016
CITIGROUP GLOBAL MARKETS INC.
October 15, 2009 - September 20, 2012
J.P. MORGAN SECURITIES LLC
April 8, 2003 - August 12, 2003
SANFORD C. BERNSTEIN & CO., LLC
March 17, 2003 - March 21, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 23, 2002 - October 18, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SVB INVESTMENT SERVICES INC.
CRD#: 168116 / SEC#: 801-78209, 8-70327
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,816 |
| AUM (Assets Under Management) | $ 1,465,036,204 |
Red Flags
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