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JT

John Charles Topercer

CRD# 448141·Registered 1967 - 1997
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Charles Topercer was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1967 - 1997. John had worked at 12 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

62 years in the financial services industry

Current & Past Employments

WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
July 7, 1992 - June 19, 1997
ASSET MANAGEMENT SECURITIES CORP.·CRD# 14433
BD
Boca Raton, FL
February 26, 1991 - May 19, 1992
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
January 11, 1990 - July 11, 1990
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
October 23, 1986 - April 13, 1989
INVESTACORP, INC.·CRD# 7684
BD
December 10, 1985 - October 31, 1986
FIRST PARK EQUITIES, INC.·CRD# 5269
BD
April 8, 1983 - April 16, 1986
FSC SECURITIES CORPORATION·CRD# 7461
BD
February 27, 1979 - December 27, 1982
UNIVERSAL HERITAGE INVESTMENTS CORPORATION·CRD# 32
BD
August 22, 1977 - November 17, 1978
ETI INVESTMENT CORPORATION·CRD# 6288
BD
February 14, 1977 - September 19, 1977
PSI SECURITIES CORP.·CRD# 6014
BD
April 22, 1976 - March 17, 1977
HI SECURITIES, INC.·CRD# 4233
BD
February 16, 1976 - September 7, 1976
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
April 24, 1975 - February 16, 1977
FINANCIAL SERVICE CORPORATION OF AMERICA·CRD# 292
BD
October 18, 1967 - October 29, 1975

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Current Firm

WI
WORLD INVEST CORPORATION

BICO SECURITIES, INC. | WORLD INVEST CORPORATION

CRD#: 17223 / SEC#: 8-35106
BD
Cancelled by SEC on 02/24/1998

Contact Information

Established

Delaware since 10/15/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jul 1964

Series 24 — General Securities Principal Examination

Passed Oct 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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