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JT

John C. Topercer

Some features on this profile are disabled
CRD#: 448141
JT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Charles Topercer was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1967. John had worked at 12 firms and has passed the Series 63, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 7, 1992 - June 19, 1997

WORLD INVEST CORPORATION

BD
CRD#: 17223
DEERFIELD BEACH, FL
Past

February 26, 1991 - May 19, 1992

ASSET MANAGEMENT SECURITIES CORP.

BD
CRD#: 14433
BOCA RATON, FL
Past

January 11, 1990 - July 11, 1990

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

October 23, 1986 - April 13, 1989

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

December 10, 1985 - October 31, 1986

INVESTACORP, INC.

BD
CRD#: 7684
Past

April 8, 1983 - April 16, 1986

FIRST PARK EQUITIES, INC.

BD
CRD#: 5269
Past

February 27, 1979 - December 27, 1982

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

August 22, 1977 - November 17, 1978

UNIVERSAL HERITAGE INVESTMENTS CORPORATION

BD
CRD#: 32
Past

February 14, 1977 - September 19, 1977

ETI INVESTMENT CORPORATION

BD
CRD#: 6288
Past

April 22, 1976 - March 17, 1977

PSI SECURITIES CORP.

BD
CRD#: 6014
Past

February 16, 1976 - September 7, 1976

HI SECURITIES, INC.

BD
CRD#: 4233
Past

April 24, 1975 - February 16, 1977

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Past

October 18, 1967 - October 29, 1975

FINANCIAL SERVICE CORPORATION OF AMERICA

BD
CRD#: 292

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/28/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 7/13/1964
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/1986
General Securities Principal Examination

Current Firm

WI
WORLD INVEST CORPORATION
BICO SECURITIES, INC. | WORLD INVEST CORPORATION

CRD#: 17223 / SEC#: , 8-35106

BD
Cancelled by SEC on 02/24/1998
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/15/1985
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORLD INVEST CORPORATION

CRD#: 17223

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