AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AP

Alan J. Popa

POPA FINANCIAL SERVICES
Bethel Park, PA 15102
Some features on this profile are disabled
CRD#: 4481387
AP

Professional summary

Alan John Popa is a registered financial advisor currently at POPA FINANCIAL SERVICES, INC. located in Bethel Park, Pennsylvania.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Alan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT OF POPA & ASSOCIATES,PC, A FULL SERVICE ACCOUNTING FIRM WHICH PROVIDES TAX, ACCOUNTING, ESTATE PLANNING, AUDITING AND BUSINESS ADVICE TO INDIVIDUALS, AS WELL AS SMALL AND MEDIUM SIZE BUSINESS'. POPA & ASSOCIATES,PC IS LOCATED AT 105 BROUGHTON ROAD, BETHEL PARK, PA 15102 APPROX. 30 HOURS PER WEEK. MEMBER OF MAP PROPERTY HOLDINGS, LLC A REAL ESTATE HOLDING COMPANY. MAP PROPERTY HOLDINGS, LLC IS LOCATED AT 105 BROUGHTON ROAD, BETHEL PARK, PA 15102 APPROX. 2 HOURS PER WEEK. VP & SECRETARY OF PB PROPERTY DEVELOPMENT, INC A REAL ESTATE HOLDING COMPANY. PB PROPERTY DEVELOPMENT IS LOCATED AT 105 BROUGHTON ROAD, BETHEL PARK, PA 15102 APPROX. 2 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan John Popa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2003 - Present

POPA FINANCIAL SERVICES, INC.

Office #1: 105 Broughton Road 2nd Floor, Bethel Park, PA 15102
RIA
CRD#: 117219
Bethel Park, PA
Past

June 7, 2013 - December 31, 2015

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
BETHEL PARK, PA
Past

June 5, 2003 - June 4, 2013

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
BETHEL PARK, PA
Past

January 4, 2002 - June 5, 2003

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(1/2/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 1/3/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/3/2002
General Securities Representative Examination

Current Firm

PF
POPA FINANCIAL SERVICES, INC.
POPA & ASSOCIATES, PC, CPAS | POPA FINANCIAL SERVICES, INC.

CRD#: 117219 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (12/31/2002 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Broughton Professional Building 105 Broughton Road 2nd Floor, Bethel Park, PA, 15102
Mailing Address
Phone number
(412) 854-1260
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts36
AUM (Assets Under Management)$ 10,615,946

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POPA FINANCIAL SERVICES, INC.

CRD#: 117219Bethel Park, PA 15102

TRUST BUT VERIFY

Monitor Alan Popa

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Andrea Lynn Robertson
Andrea RobertsonAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Sewickley (wexford), PA
Edmund Joseph Vilsack JR
Edmund VilsackAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Canonsburg, PA
Lee Craig Oleinick
Lee OleinickAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Boca Raton, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.