Michael Wayne Osgood
CFP®Professional Summary
Michael Wayne Osgood, CFP® is a registered financial advisor currently at OSGOOD CAPITAL MANAGEMENT, INC. located in Spring, Texas and THE LEADERS GROUP, INC. located in Summit, New Jersey. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
OSGOOD CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
400 Randal Way Suite 300, Spring, TX 77388Phone Number
(281) 350-6700# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
118AUM (Assets Under Management)
$48,192,390Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/3/2021)
(4/3/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2024About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Wayne Osgood's CRS (Customer Relationship Summary).
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