KT
Khaled A. Taha
SAGE PRIVATE WEALTH GROUP
Oakbrook Terrace, IL 60181
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CRD#: 4481128
KT
Professional summary
Khaled Awad Taha, who also goes by Khaled Taha, is a registered financial advisor currently at SAGE PRIVATE WEALTH GROUP, LLC located in Oakbrook Terrace, Illinois.
Khaled is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Khaled has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Khaled Taha
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SAGE Private Wealth Group Tax Advisory, dba SAGE Tax Advisory. Address: Oakbrook Terrace, IL Nature of the Business: Accounting/CPA Position/Title: Managing Member/Owner Investment Related :No Start Date: 01/0 1/20 19 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 4 Description of duties: My specific role will be strategic in nature. I will serve as the Managing Member of the entity. I will not provide any tax advice; tax advice will be given and/or tax services shall be rendered by employees of the entity that are qualified to do so. 2) SAGE Management Holdings. Address: San Juan, PR Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related :Yes Start Date: 06/10/20 19 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 4 Description of duties: Make management decisions for all SAGE branded entities. 3) SAGE Advice Group Enterprises, LLC Address: Oakbrook Terrace, IL Nature of the Business: Business Owner Position/Title: Managing Member/Owner Investment Related:No Start Date: 01/2020 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 4 Description of duties: As an owner, my specific role will generally be strategic in nature to guide business decisions. I may engage with clients to deliver advice on establishing, expanding or running an entrepreneurial endeavor.
CRS (Client Relationship Summary) - RIA
Click below to view Khaled Awad Taha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2014 - Present
SAGE PRIVATE WEALTH GROUP, LLC
Office #1: 18w140 Butterfield Road, Suite 1160, Oakbrook Terrace, IL 60181RIA
CRD#: 173399
Oakbrook Terrace, IL
Past
October 4, 2013 - December 31, 2014
LASTING LEGACY, LTD.
RIA
CRD#: 120793
PARK RIDGE, IL
Past
October 28, 2011 - October 5, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OAKBROOK, IL
Past
October 28, 2011 - October 5, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OAKBROOK TERRACE, IL
Past
March 3, 2007 - October 31, 2011
EDWARD JONES
RIA
CRD#: 250
WHEATON, IL
Past
January 29, 2002 - October 31, 2011
EDWARD JONES
BD
CRD#: 250
WHEATON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SAGE PRIVATE WEALTH GROUP, LLC
SAGE PRIVATE WEALTH GROUP, LLC
CRD#: 173399 / SEC#: 801-119804
RIA
Registered Investment Advisory firm - (11/16/2020 Approved)Illinois
Registered Investment Advisory firm - (3/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/21/2025)
IAR
Illinois(11/18/2014)
IAR
Puerto Rico(2/10/2021)
IAR
Texas(11/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SP
SAGE PRIVATE WEALTH GROUP, LLC
SAGE PRIVATE WEALTH GROUP, LLC
CRD#: 173399 / SEC#: 801-119804
RIA
Registered Investment Advisory firm - (11/16/2020 Approved)Illinois
Registered Investment Advisory firm - (3/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18w140 Butterfield Road, Suite 1160, Oakbrook Terrace, IL 60181
Mailing Address
Phone number
(630) 933-0000
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,143 |
| AUM (Assets Under Management) | $ 395,169,712 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
