Melanie M. Baer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melanie M. H. Baer, who also goes by Melanie Michelle Baer, Melanie Michelle Huntington, was a registered financial professional .
Melanie is a previously registered financial professional and started their career in finance in 2002. Melanie had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2007 - July 27, 2012
WELLS INVESTMENT SECURITIES,INC.
April 4, 2002 - February 16, 2006
WELLS INVESTMENT SECURITIES,INC.
January 15, 2002 - March 20, 2002
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS INVESTMENT SECURITIES,INC.
CRD#: 15252 / SEC#: , 8-31924
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
