Leslie S. Mccorkle

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CRD#: 4481077

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leslie Stevison Mccorkle, who also goes by Leslie Floto, Leslie F Stevison, Leslie Floto Stevison, was a registered financial professional .

Leslie is a previously registered financial professional and started their career in finance in 2002. Leslie had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Leslie Floto | Leslie F Stevison | Leslie Floto Stevison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2013 - September 1, 2015

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

FORT MILL, SC

Past

June 23, 2006 - December 31, 2012

CIC ADVISERS, LLC

RIA

CRD#: 130735

CHARLOTTE, NC

Past

June 22, 2006 - September 1, 2015

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

FT. MILL, SC

Past

December 15, 2003 - June 27, 2006

EQUITY SERVICES, INC.

CRD#: 265

CHARLOTTE, NC

Past

February 5, 2003 - November 14, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

CHARLOTTE, NC

Past

January 5, 2003 - June 27, 2006

EQUITY SERVICES, INC.

RIA

CRD#: 265

CHARLOTTE, NC

Past

January 21, 2002 - November 14, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2002

General Securities Representative Examination

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leslie S. Mccorkle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CIC ADVISERS, LLC

CAPITAL INVESTMENT GROUP, INC.

EQUITY SERVICES, INC.

VERAVEST INVESTMENT ADVISORS, INC.

EQUITY SERVICES, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2002

SIE

Date: 9/1/2015

Series 7

Date: 1/18/2002

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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