Jolyn C. Sweet

KING WEALTH MANAGEMENT GROUP

SARATOGA SPRINGS, NY 12866

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CRD#: 4480588

Professional summary

Jolyn Conway Sweet, who also goes by Jolyn Sweet, is a registered financial advisor currently at KING WEALTH MANAGEMENT GROUP, LLC located in Saratoga Springs, New York.

Jolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jolyn has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jolyn Sweet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOTARY PUBLIC, GANSEVOORT, NY, NOT INVESTMENT-RELATED, 12/14/15, NOTARIZE DOCUMENTS, 0-1 HOURS DEVOTED PER MONTH, NONE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jolyn Conway Sweet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2025 - Present

KING WEALTH MANAGEMENT GROUP, LLC

Office #1: 270 W. Circular St. Suite 1, Saratoga Springs, NY 12866

RIA

CRD#: 159550

SARATOGA SPRINGS, NY

Past

October 3, 2006 - February 7, 2013

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

SARATOGA SPRINGS, NY

Past

December 16, 2005 - July 10, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KING WEALTH MANAGEMENT GROUP, LLC

ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/2005

General Securities Representative Examination

Current Firm

KING WEALTH MANAGEMENT GROUP, LLC

ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

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Contact information

Main Address

270 West Circular Street Suite 1, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 306-5640

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KING WEALTH MANAGEMENT GROUP DISCLOSURE BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	1,743
AUM (Assets Under Management)	$ 931,335,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jolyn C. Sweet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jolyn Conway Sweet's CRS (Customer Relationship Summary).

Certified licenses

Experience

KING WEALTH MANAGEMENT GROUP, LLC

MERCER ALLIED COMPANY, L.P.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KING WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2025

Series 66

Date: 11/15/2005

Series 7

Date: 12/15/2005

Current Firm

KING WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KING WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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