Gloria J. Sheline

Some features on this profile are disabled

CRD#: 4480575

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gloria J Sheline, CFP®, who also goes by Gloria J Dock, Gloria J Hanson, was a registered financial professional .

Gloria is a previously registered financial professional and started their career in finance in 2002. Gloria had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gloria J Dock | Gloria J Hanson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GLORIA SHELINE-INSURANCE SALES (FIXED),1700 WOODLANDS DR MAUMEE, OHIO 43537 TIME SPENT LESS THAN 5%, OWNERSHIP 100% 2) GLORIA J SHELINE CPA, LLC-TAX PREPARATION,1700 WOODLANDS DR MAUMEE, OHIO 43537 TIME SPENT 20%, OWNERSHIP 100% 3) MUNN WEALTH MANAGEMENT, LLC INVESTMENT RELATED. 1700 WOODLANDS DR MAUMEE, OHIO 43537. RIA, ADVISOR(IAR) START 08/2017. 20 HOURS/WEEK 15 DURING TRADING. INVESTMENT ADVISORY SERVICES OFFERED TO CLIENTS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

August 2, 2017 - April 4, 2022

MUNN WEALTH MANAGEMENT, LLC

RIA

CRD#: 174414

MAUMEE, OH

Past

July 19, 2017 - December 13, 2017

REALTA EQUITIES, INC.

CRD#: 23769

Maumee, OH

Past

September 2, 2015 - May 5, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Maumee, OH

Past

September 1, 2015 - August 2, 2017

ATLANTIS WEALTH ADVISORS LLC

RIA

CRD#: 169956

MAUMEE, OH

Past

August 26, 2009 - August 27, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MAUMEE, OH

Past

August 24, 2009 - August 27, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MAUMEE, OH

Past

November 29, 2007 - August 24, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

TOLEDO, OH

Past

November 15, 2007 - August 24, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

TOLEDO, OH

Past

June 1, 2004 - November 20, 2007

ASSET DYNAMICS INC

RIA

CRD#: 105786

TOLEDO, OH

Past

December 8, 2003 - November 16, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

TOLEDO, OH

Past

December 8, 2003 - November 16, 2007

FSC SECURITIES CORPORATION

CRD#: 7461

TOLEDO, OH

Past

January 1, 2002 - December 8, 2003

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUNN WEALTH MANAGEMENT, LLC

CRD#: 174414 / SEC#: 801-88182

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2001

General Securities Representative Examination

Current Firm

MUNN WEALTH MANAGEMENT, LLC

CRD#: 174414 / SEC#: 801-88182

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1700 Woodlands Drive Suite 100, Maumee, OH 43537

Mailing Address

Phone number

(419) 794-0536

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,834
AUM (Assets Under Management)	$ 209,634,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gloria J. Sheline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REALTA EQUITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

ATLANTIS WEALTH ADVISORS LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

ASSET DYNAMICS INC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MUNN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/2003

SIE

Date: 12/13/2017

Series 7

Date: 12/27/2001

Current Firm

MUNN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUNN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors