Lawrence J. Hayes
Professional summary
Lawrence John Hayes JR, who also goes by Lawrence John Hayes, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2002. Lawrence has worked at 3 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence John Hayes JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2019 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605January 8, 2003 - August 19, 2004
GOLDMAN SACHS WEALTH SERVICES, L.P.
January 25, 2002 - August 19, 2004
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/29/2019
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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