Arnold B. Toni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Bernard Toni was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 1968. Arnold had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2006 - September 24, 2009
MEDALLION INVESTMENT SERVICES, INC.
November 23, 1988 - September 28, 2005
CETERA ADVISORS LLC
October 8, 1985 - January 11, 1989
O. R. SECURITIES, INC.
July 24, 1972 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
May 28, 1968 - August 19, 1972
FALCON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/22/1968
Registered Representative ExaminationCurrent Firm
MEDALLION INVESTMENT SERVICES, INC.
CRD#: 45314 / SEC#: , 8-51029
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
