Steven E. Drobny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Edward Drobny was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2002. Steven had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - December 2, 2025
CLOCKTOWER GROUP, L.P.
February 13, 2004 - September 25, 2008
BLUEPRINT CAPITAL MARKETS
February 11, 2002 - February 21, 2002
FIRST ALLIED SECURITIES, INC.
Primary Firm SEC Registration
CLOCKTOWER GROUP, L.P.
CRD#: 158142 / SEC#: 801-100402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLOCKTOWER GROUP, L.P.
CRD#: 158142 / SEC#: 801-100402
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 1,889,484,494 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
