SD
Steven E. Drobny
CLOCKTOWER GROUP, L.P.
Santa Monica, CA 90401
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CRD#: 4480351
SD
Professional summary
Steven Edward Drobny is a registered financial advisor currently at CLOCKTOWER GROUP, L.P. located in Santa Monica, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIA EXPERIENCE LP - 225 SANTA MONICA BLVD FL.10 , SANTA MONICA, CA HOSTS EVENTS. MR. DROBNY IS THE MANAGER OF THE GENERAL PARTNER OF THIS PARTNERSHIP AND DEVOTES APPROXIMATELY 5% OF HIS TIME TO THIS BUSINESS DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF IDENTIFYING ATTENDEES AND ORGANIZING EVENT AGENDAS.
DGAM LLC - 225 SANTA MONICA BLVD FL.10 , SANTA MONICA, CA IS THE GENERAL PARTNER OF DROBNY CAPITAL, L.P. MR. DROBNY IS THE MANAGER OF THE FIRM WHICH DOES NOT OCCUPY ANY OF HIS TIME AS ALL OF THE WORK IS DONE AT THE DROBNY CAPITAL, L.P. LEVEL.
CLOCKTOWER SEEDING 1 LP - 225 SANTA MONICA BLVD FL.10 , SANTA MONICA, CA PARTICIPATES IN SEEDING HEDGE FUND MANAGERS. MR. DROBNY IS THE MANAGER OF THE GENERAL PARTNER OF THIS PARTNERSHIP AND DEVOTES APPROXIMATELY 40% OF HIS TIME TO THIS BUSINESS DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF HELPING TO LAUNCH THE MANAGERS' BUSINESSES AND WORKING WITH INVESTORS.
CSFM2 GP LLC - 225 SANTA MONICA BLVD FL.10 , SANTA MONICA, CA IS THE GENERAL PARTNER OF A PRIVATE PARTNERSHIP. MR. DROBNY IS THE MANAGER OF THE FIRM WHICH DOES NOT OCCUPY ANY ADDITIONAL TIME AS THE ACTIVITIES ARE THE SAME AS THOSE FOR CLOCKTOWER SEEDING 1 LP.
CLOCKTOWER TECHNOLOGY VENTURES LLC - 225 SANTA MONICA BLVD FL.10 , SANTA MONICA, CA IS THE GENERAL PARTNER OF A VENTURE CAPITAL FUND. MR. DROBNY IS THE MANAGER OF THE FIRM AND DEVOTES APPROXIMATELY 25% OF HIS TIME TO THIS BUSINESS DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF HELPING TO SOURCE INVESTMENT OPPORTUNITIES AND CAPITAL RAISING.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Edward Drobny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2012 - Present
CLOCKTOWER GROUP, L.P.
Office #1: 225 Santa Monica Blvd. 10th Floor, Santa Monica, CA 90401RIA
CRD#: 158142
Santa Monica, CA
Past
February 13, 2004 - September 25, 2008
BLUEPRINT CAPITAL MARKETS
BD
CRD#: 44323
REDONDO BEACH, CA
Past
February 11, 2002 - February 21, 2002
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CLOCKTOWER GROUP, L.P.
CLOCKTOWER GROUP, L.P. | DROBNY GLOBAL ASSET MANAGEMENT, L.P. | DROBNY CAPITAL, L.P.
CRD#: 158142 / SEC#: 801-100402
RIA
Registered Investment Advisory firm - (6/24/2015 Approved)California
Registered Investment Advisory firm - (8/19/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/10/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CG
CLOCKTOWER GROUP, L.P.
CLOCKTOWER GROUP, L.P. | DROBNY GLOBAL ASSET MANAGEMENT, L.P. | DROBNY CAPITAL, L.P.
CRD#: 158142 / SEC#: 801-100402
RIA
Registered Investment Advisory firm - (6/24/2015 Approved)California
Registered Investment Advisory firm - (8/19/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Santa Monica Blvd. 10th Floor, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 458-2003
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 1,889,484,494 |
Red Flags
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