Nelly C. Xavier
Professional summary
Nelly Coleta Xavier, who also goes by Nelly Alves Coleta, is a registered financial advisor currently at CW ADVISORS, LLC located in Boston, Massachusetts.
Nelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nelly has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nelly Coleta Xavier's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2025 - Present
CW ADVISORS, LLC
Office #1: 155 Seaport Blvd 3rd Floor, Boston, MA 02210April 6, 2017 - June 25, 2021
FORESIDE FUND SERVICES, LLC
Primary Firm SEC Registration
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2025)
Exams
Series 7TO
Date: 3/12/2024
General Securities Representative ExaminationCurrent Firm
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,836 |
| AUM (Assets Under Management) | $ 9,301,984,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 07/02/2024 | ||
| 09/20/2023 |
Red Flags
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Company Information
CW ADVISORS, LLC
CRD#: 310873Boston, MA 02210TRUST BUT VERIFY
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