Carl F. Bonn
Professional summary
Carl Fred Bonn II is a registered financial advisor currently at WEALTH KEEPERS located in Johnson City, Texas.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Carl has worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carl Fred Bonn II's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2021 - Present
WEALTH KEEPERS
September 20, 2013 - December 31, 2020
WEALTH KEEPERS
November 1, 2005 - October 5, 2012
MONEY CONCEPTS CAPITAL CORP
November 1, 2005 - October 5, 2012
MONEY CONCEPTS CAPITAL CORP
September 1, 2004 - November 1, 2005
GQO INVESTMENT ADVISORS, INC.
August 11, 2004 - November 1, 2005
EDI FINANCIAL, INC.
July 10, 2003 - August 11, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 10, 2003 - August 11, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 1, 2003 - June 11, 2003
CETERA WEALTH SERVICES, LLC
January 28, 2003 - June 11, 2003
CETERA WEALTH SERVICES, LLC
October 14, 2002 - January 10, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 14, 2002 - January 10, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/26/2021)
Exams
Current Firm
WEALTH KEEPERS
CRD#: 168008 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 335,222 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
