Michael A. Tompkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Tompkins was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 6 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2008 - September 11, 2020
3D ASSET MANAGEMENT, INC.
March 21, 2005 - November 5, 2008
SIGNATOR FINANCIAL SERVICES, INC.
October 4, 2001 - March 10, 2005
SIGNATOR FINANCIAL SERVICES, INC.
June 21, 2000 - November 5, 2008
SIGNATOR FINANCIAL SERVICES, INC.
May 11, 1999 - April 7, 2000
VALIC FINANCIAL ADVISORS, INC.
May 7, 1998 - May 12, 1999
AMERICAN GENERAL DISTRIBUTORS, INC.
January 15, 1969 - March 17, 1978
PAUL REVERE EQUITY SALES COMPANY (THE)
January 15, 1969 - April 28, 1998
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 1/7/1969
General Securities Principal ExaminationCurrent Firm
3D ASSET MANAGEMENT, INC.
CRD#: 139595 / SEC#: 801-68413
Contact information
Red Flags
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