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BS

Brent R. Salter

CRD#: 4479978
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BS
Brent Randall Salter

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Randall Salter was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 2007. Brent had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 1, 2007 - April 9, 2019

FOCUSED FINANCIAL MANAGEMENT, LLC

RIA
CRD#: 117274
BATON ROUGE, LA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/4/1999
Uniform Investment Adviser Law Examination

Current Firm


FF
FOCUSED FINANCIAL MANAGEMENT, LLC
FOCUSED FINANCIAL MANAGEMENT, LLC

CRD#: 117274 / SEC#:

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Contact information


Main Address
3433 Emily Dr. Suite 600, Baton Rouge, LA 70809
Mailing Address
Phone number
(225) 924-1772
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts76
AUM (Assets Under Management)$ 32,547,195

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOCUSED FINANCIAL MANAGEMENT, LLC

CRD#: 117274

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