SP
Sandra D. Propst
MONEY CONCEPTS CAPITAL CORP
Mcallen, TX 78504
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CRD#: 4479891
SP
Professional summary
Sandra Dea Propst, who also goes by Sandy Propst, Sandra Dea Scott, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Mcallen, Texas.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Sandra has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandy Propst | Sandra Dea Scott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PROPST FINANCIAL SERVICES, INC. SINCE 02/2004, 3700 N. CYNTHIA, MCALLEN, TX 78501, OWNER/PRESIDENT, ACCOUNTING SERVICES, 80 HRS. PER MONTH, 60 HOURS MONTH DURING SECURITIES TRADING
2. BLUE CROSS BLUE SHIELD OF TEXAS, CORP., 1001 E LOOKOUT DRIVE, RICHARDSON, TX 75081, PO BOX 833922, RICHARDSOIN, TX 75083, INDEPENDENT INSURANCE AGENCY, AGENT OR REPRESENTATIVE, HEALTH, LIFE,MEDICARE SUPLLEMENT, & PART D MEDICARE, ONLY WANT AN APPOINTMENT WITH BCBS TO OFFER HEALTH INSURANCE TO MY CLIENTS, OFFER TO SELL INDIVIDUAL MAJOR MEDICAL PLANS OR MAJOR MEDICAL GROUP PLANS, 1-20% CONDUCTIN THIS ACTIVITY, 4 HRS. MO. DURING SECURITIES TRADING.
3. Riostar Logistics, LLC, 3700 N Cynthia St McAllen, TX 78501 Business: 2502 Buddy Owens Blvd McAllen, TX 78504. Freight Brokerage Business, Officer, Agent,
Non-investment related, 1-20% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Dea Propst's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sandra Dea Propst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2012 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 2502 Buddy Owens Blvd, Ste 1, Mcallen, TX 78504RIA
BD
CRD#: 12963
Mcallen, TX
Current
June 19, 2012 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 2502 Buddy Owens Blvd, Ste 1, Mcallen, TX 78504RIA
BD
CRD#: 12963
Mcallen, TX
Past
September 2, 2010 - February 10, 2011
GREAT NATION INVESTMENT CORPORATION
RIA
CRD#: 19981
EDINBURG, TX
Past
August 11, 2010 - February 10, 2011
GREAT NATION INVESTMENT CORPORATION
BD
CRD#: 19981
EDINBURG, TX
Past
April 2, 2007 - August 6, 2010
UNITED EQUITY SECURITIES, LLC
RIA
CRD#: 47261
MCALLEN, TX
Past
June 16, 2006 - August 6, 2010
UNITED EQUITY SECURITIES, LLC
BD
CRD#: 47261
MCALLEN, TX
Past
September 16, 2005 - May 22, 2006
AURA FINANCIAL SERVICES, INC.
BD
CRD#: 42822
BIRMINGHAM, AL
Past
January 26, 2004 - July 5, 2005
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
WESLACO, TX
Past
February 25, 2002 - July 5, 2005
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(6/25/2012)
IAR
Texas(6/28/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963Mcallen, TX 78504TRUST BUT VERIFY
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