Garth K. Weil

DIVERSIFIED STRATEGIES LLC

Saddle Brook, NJ 07663

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CRD#: 4479714

Professional summary

Garth Kenyon Weil, who also goes by Garth Weil, is a registered financial advisor currently at DIVERSIFIED STRATEGIES LLC located in Saddle Brook, New Jersey.

Garth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Garth has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Garth Weil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garth Kenyon Weil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2012 - Present

DIVERSIFIED STRATEGIES LLC

Office #1: Park 80 West Plaza Ii 250 Pehle Avenue, Suite 200, Saddle Brook, NJ 07663

RIA

CRD#: 165398

Saddle Brook, NJ

Past

March 31, 2008 - October 24, 2012

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

FRANKLIN LAKES, NJ

Past

September 1, 2005 - October 24, 2012

USA FINANCIAL SECURITIES LLC

CRD#: 103857

FRANKLIN LAKES, NJ

Past

December 13, 2004 - September 20, 2005

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

December 3, 2001 - January 2, 2003

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/14/2012)

IAR

New York
(5/21/2021)

IAR

Texas
(3/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/1/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DIVERSIFIED STRATEGIES LLC

CRD#: 165398 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/14/2012 Approved)

New York

Registered Investment Advisory firm - (5/21/2021 Approved)

Texas

Registered Investment Advisory firm - (3/10/2020 Conditional Restricted)

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Contact information

Main Address

Park 80 West Plaza Ii 250 Pehle Avenue, Suite 200, Saddle Brook, NJ 07663

Mailing Address

Phone number

(201) 291-2671

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garth K. Weil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garth Kenyon Weil's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVERSIFIED STRATEGIES LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

KESTRA INVESTMENT SERVICES, LLC

OGILVIE SECURITY ADVISORS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2008

Series 63

Date: 1/12/2002

Series 6

Date: 12/1/2001

Current Firm

DIVERSIFIED STRATEGIES LLC

Contact information

Documents

Red Flags

Company Information

DIVERSIFIED STRATEGIES LLC

TRUST BUT VERIFY

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