Garry L. Mize

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CRD#: 4479646

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garry Loyd Mize, who also goes by Garry L Mize, Gary L Mize, was a registered financial professional .

Garry is a previously registered financial professional and started their career in finance in 2002. Garry had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Garry L Mize | Gary L Mize

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE CONDUCTED UNDER GARRY MIZE DBA MIZE AND ASSOCIATES; INVESTMENT RELATED; YES; EDMOND, OK; INSURANCE AGENT; 09/24/2012; 20 HRS/MONTH; 20 HRS/MONTH DURING SECURITIES TRADING HOURS; ENGAGED IN SELLING LIFE, HEALTH, DISABILITY, AND ANNUITIES. 2) MORTGAGE SOLUTIONS FINANCIAL; MORTGAGE LOAN ORIGINATOR; NON-INVESTMENT RELATED; EDMOND, OK; 2/2022-PRESENT; 15 HRS/MONTH; 10HRS/MONTH DURING SECURITIES TRADING HOURS. 2) FRIENDS OF GARRY MIZE 2020 POSITION: Oklahoma State House Candidate NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 12/2019 ADDRESS: 7918 Lindsay Lane, Edmond OK 73025, United States DESCRIPTION: I will be running for the Oklahoma State House of Representatives 3) STATE OF OKLAHOMA HOUSE OF REPRESENTATIVES POSITION: State Representative NATURE: State Government and representing House District 31 in the legislative branch of government. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 35 START DATE: 12/13/2018 ADDRESS: 2300 N Lincoln, Oklahoma City OK 73105, United States DESCRIPTION: legislating for House District 31. the hours of this vary greatly from week to week

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2021 - December 19, 2022

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Edmond, OK

Past

January 8, 2020 - October 14, 2021

ENVISION CAPITAL LLC

RIA

CRD#: 306563

EDMOND, OK

Past

September 21, 2012 - January 8, 2020

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

EDMOND, OK

Past

September 19, 2012 - January 8, 2020

FSC SECURITIES CORPORATION

CRD#: 7461

EDMOND, OK

Past

March 2, 2012 - September 21, 2012

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

OKLAHOMA CITY, OK

Past

March 1, 2012 - September 21, 2012

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

OKLAHOMA CITY, OK

Past

April 20, 2011 - March 1, 2012

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

ARDMORE, OK

Past

April 19, 2011 - March 1, 2012

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

ARDMORE, OK

Past

January 18, 2011 - February 16, 2011

LOCKTON INVESTMENT ADVISORS, LLC

RIA

CRD#: 144133

DALLAS, TX

Past

January 18, 2011 - February 16, 2011

LOCKTON INVESTMENT SECURITIES, LLC

CRD#: 137476

KANSAS CITY, MO

Past

July 2, 2009 - January 19, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

DENTON, TX

Past

July 2, 2009 - January 19, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DENTON, TX

Past

May 15, 2008 - May 15, 2009

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

LEWISVILLE, TX

Past

October 27, 2005 - March 14, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FRISCO, TX

Past

October 25, 2005 - March 14, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FRISCO, TX

Past

August 16, 2004 - February 22, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OKLAHOMA CTY, OK

Past

May 12, 2004 - February 22, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 15, 2004 - May 13, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

EDMOND, OK

Past

November 20, 2003 - May 13, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 20, 2002 - November 7, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OKLAHOMA CITY, OK

Past

March 8, 2002 - November 7, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/28/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/7/2002

General Securities Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garry L. Mize

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ENVISION CAPITAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

LOCKTON INVESTMENT ADVISORS, LLC

LOCKTON INVESTMENT SECURITIES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2002

Series 63

Date: 4/23/2002

SIE

Date: 10/1/2018

Series 31

Date: 7/28/2004

Series 7

Date: 3/7/2002

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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