Jorge Chacin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Chacin, who also goes by Jorge Chacin Landaeta, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2001. Jorge had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - September 12, 2018
LEVELX CAPITAL LLC
October 27, 2009 - March 9, 2010
LATAM INVESTMENTS, LLC
July 22, 2005 - September 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2005 - September 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2005 - June 1, 2005
HSBC SECURITIES (USA) INC.
December 18, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEVELX CAPITAL LLC
CRD#: 117028 / SEC#: , 8-53580
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
