Nauman Jamil

FINANCIAL & INVESTMENT MANAGEMENT SERVICES

Floral Park, NY 11001

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CRD#: 4479401

Professional summary

Nauman Jamil, CFP® is a registered financial advisor currently at FINANCIAL & INVESTMENT MANAGEMENT SERVICES, LLC located in Floral Park, New York.

Nauman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nauman has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BDO SEIDMAN, LLP/ASSOCIATE - 06/19/2006, ACCOUNTING & TAX SERVICES FOR NON PROFIT COMPANIES. NON INVESTMENT RELATED ACTIVITY Healthcare Consulting including accounting, bookkeeping & tax planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nauman Jamil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 3, 2022 - Present

FINANCIAL & INVESTMENT MANAGEMENT SERVICES, LLC

Office #1: 51 Atlantic Avenue Suite 202, Floral Park, NY 11001

RIA

CRD#: 296974

Floral Park, NY

Past

June 13, 2008 - December 31, 2008

BROKERSXPRESS LLC

CRD#: 127081

FLORAL PARK, NY

Past

March 28, 2006 - July 6, 2006

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

WESTBURY, NY

Past

May 19, 2005 - March 21, 2006

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

WESTBURY, NY

Past

October 29, 2003 - March 21, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

WESTBURY, NY

Past

May 15, 2002 - October 31, 2003

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

December 10, 2001 - June 11, 2002

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/20/2005

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/15/2005

General Securities Principal Examination

Current Firm

FINANCIAL & INVESTMENT MANAGEMENT SERVICES, LLC

CRD#: 296974 / SEC#:

New York

Registered Investment Advisory firm - (8/31/2018 Approved)

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Contact information

Main Address

51 Atlantic Avenue Suite 202, Floral Park, NY 11001

Mailing Address

Phone number

(917) 415-6166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nauman Jamil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nauman Jamil's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERSXPRESS LLC

FIRST MIDWEST SECURITIES, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

EKN FINANCIAL SERVICES INC.

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2017

Series 63

Date: 1/5/2002

SIE

Date: 10/2/2025

Series 7

Date: 12/6/2001

Series 4

Date: 6/20/2005

Series 24

Date: 2/15/2005

Current Firm

FINANCIAL & INVESTMENT MANAGEMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL & INVESTMENT MANAGEMENT SERVICES, LLC

TRUST BUT VERIFY

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