Thomas P. Domalski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Peter Domalski was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 4 firms and has passed the SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2012 - January 22, 2015
SUSQUEHANNA INVESTMENT GROUP
April 21, 2009 - January 4, 2019
SUSQUEHANNA SECURITIES, LLC
September 9, 2008 - May 1, 2009
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 19, 2003 - February 20, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 9, 2002 - July 1, 2009
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/28/2002
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA INVESTMENT GROUP
CRD#: 33875 / SEC#: , 8-37520
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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