James J. Gerdy
Professional summary
James Joseph Gerdy, who also goes by James J Gerdy, Jim Gerdy, is a registered financial professional currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 5 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph Gerdy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2021 - Present
COMHAR CAPITAL MARKETS, LLC
Office #1: 1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091April 30, 2018 - September 9, 2019
SUSQUEHANNA SECURITIES, LLC
May 16, 2016 - September 20, 2017
SIMPLEX TRADING, LLC
April 1, 2009 - December 31, 2009
MATLOCK CAPITAL, LLC
November 4, 2004 - October 5, 2005
TD OPTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
COMHAR CAPITAL MARKETS, LLC
CRD#: 47955 / SEC#: , 8-51969
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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