Alexander J. Eilhauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander John Eilhauer was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2003. Alexander had worked at 2 firms and has passed the Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2003 - January 6, 2005
ARAGON INVESTMENTS, LTD.
October 29, 2003 - August 8, 2024
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/3/2003
Limited Representative-Equity Trader ExamCurrent Firm
ARAGON INVESTMENTS, LTD.
CRD#: 37134 / SEC#: , 8-47733
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITADEL EQUITY FUND LTD. | SOLE SHAREHOLDER | |
| AMISSAH-FURBERT, TONESAN | DIRECTOR | 4087284 |
| BAXTER, TED WILLIAM | CHIEF FINANCIAL OFFICER | 4822961 |
| BEDFORD, ROBIN JAMES | DIRECTOR, SECRETARY | 4315953 |
| BEESON, GERALD ALBERT | INTERIM CHIEF COMPLIANCE OFFICER | 2349125 |
| KALISH, DAVID ANDREW | MANAGING DIRECTOR- TRADING | 1753730 |
| O'CONNOR, AUSTIN J | DIRECTOR | 4796536 |
Red Flags
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