Jotham W. Pruitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jotham Walker Pruitt was a registered financial advisor .
Jotham is a previously registered financial advisor and started their career in finance in 2001. Jotham had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2007 - December 31, 2008
BROKERSXPRESS LLC
April 3, 2007 - December 31, 2010
CINCHPOINT FINANCIAL SERVICES
July 17, 2006 - December 31, 2006
CINCHPOINT FINANCIAL SERVICES
July 12, 2006 - July 14, 2006
CINCHPOINT FINANCIAL SERVICES
June 2, 2006 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
May 27, 2004 - June 5, 2006
LPL FINANCIAL LLC
May 27, 2004 - June 5, 2006
LPL FINANCIAL LLC
June 7, 2002 - June 11, 2004
WS GRIFFITH SECURITIES, INC.
December 20, 2001 - June 11, 2004
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
