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Fabiola D. Bueno

SEQUENCE FINANCIAL SPECIALISTS LLC
Tampa, FL
Some features on this profile are disabled
CRD#: 4478795
FB

Professional summary

Fabiola De Godoy Bueno, who also goes by Fabiola Godoy Bueno, Fabiola Godoy Serapiao, is a registered financial professional currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Tampa, Florida.

Fabiola is registered as a RR (Registered Representative) and started their career in finance in 2002. Fabiola has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fabiola Godoy Bueno | Fabiola Godoy Serapiao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fabiola De Godoy Bueno's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2022 - Present

SEQUENCE FINANCIAL SPECIALISTS LLC

BD
CRD#: 132915
Tampa, FL
Past

July 6, 2017 - October 10, 2022

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

April 5, 2017 - July 18, 2017

GLOBAL ALLIANCE SECURITIES LLC

BD
CRD#: 167164
Tampa, FL
Past

March 12, 2016 - February 16, 2017

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

May 24, 2012 - August 21, 2012

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL
Past

August 28, 2007 - June 17, 2008

STANFORD GROUP COMPANY

BD
CRD#: 39285
MIAMI, FL
Past

February 26, 2002 - January 3, 2003

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/11/2022)
RR
Alaska
(10/11/2022)
RR
Arizona
(10/11/2022)
RR
Arkansas
(10/11/2022)
RR
California
(10/11/2022)
RR
Colorado
(10/11/2022)
RR
Connecticut
(10/11/2022)
RR
Delaware
(10/11/2022)
RR
District of Columbia
(10/11/2022)
RR
Florida
(10/11/2022)
RR
Georgia
(10/11/2022)
RR
Hawaii
(10/11/2022)
RR
Idaho
(10/11/2022)
RR
Illinois
(10/11/2022)
RR
Indiana
(10/11/2022)
RR
Iowa
(10/11/2022)
RR
Kansas
(10/11/2022)
RR
Kentucky
(10/11/2022)
RR
Louisiana
(10/11/2022)
RR
Maine
(10/11/2022)
RR
Maryland
(10/11/2022)
RR
Massachusetts
(10/11/2022)
RR
Michigan
(10/11/2022)
RR
Minnesota
(10/11/2022)
RR
Mississippi
(10/11/2022)
RR
Missouri
(10/11/2022)
RR
Montana
(10/11/2022)
RR
Nebraska
(10/11/2022)
RR
Nevada
(10/11/2022)
RR
New Hampshire
(10/11/2022)
RR
New Jersey
(10/11/2022)
RR
New Mexico
(10/11/2022)
RR
New York
(10/11/2022)
RR
North Carolina
(10/11/2022)
RR
North Dakota
(10/11/2022)
RR
Ohio
(10/13/2022)
RR
Oklahoma
(10/11/2022)
RR
Oregon
(10/11/2022)
RR
Pennsylvania
(10/11/2022)
RR
Rhode Island
(10/11/2022)
RR
South Carolina
(10/11/2022)
RR
South Dakota
(10/11/2022)
RR
Tennessee
(10/11/2022)
RR
Texas
(10/11/2022)
RR
Utah
(10/11/2022)
RR
Vermont
(10/11/2022)
RR
Virginia
(10/11/2022)
RR
Washington
(10/11/2022)
RR
West Virginia
(10/11/2022)
RR
Wisconsin
(10/11/2022)
RR
Wyoming
(10/11/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/28/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SEQUENCE FINANCIAL SPECIALISTS LLC
INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915 / SEC#: , 8-66657

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
181 E. Evans Street Ste C1, Florence, SC 29506
Mailing Address
181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506
Phone number
(843) 319-9100
Established
South Carolina since 04/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEQUENCE HOLDINGS LLCOWNER
ANDRES, SARA JANEMANAGING PRINCIPAL2985300
GRAHAM, ANDREA JONESCOO6090670
LAVENDER, STACEY LYNNCCO4365033
SCHAPS, MICHAEL ROBERTFINOP1892138

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915Tampa, FL

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