Thomas A. Fletcher

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CRD#: 4478769

Professional summary

Thomas A Fletcher was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Thomas A Fletcher was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 5 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 13, 2014 - December 31, 2015

BISHOP & ASSOCIATES INC

RIA

CRD#: 105257

PHILADELPHIA, PA

Past

October 31, 2008 - December 31, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PHILADELPHIA, PA

Past

October 30, 2008 - December 31, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PHILADELPHIA, PA

Past

April 2, 2007 - November 3, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

PHILADELPHIA, PA

Past

January 21, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BISHOP & ASSOCIATES INC

CRD#: 105257 / SEC#: 801-454

RIA

Registered Investment Advisory firm - (3/1/1950 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/8/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/18/2002

General Securities Representative Examination

Current Firm

BISHOP & ASSOCIATES INC

CRD#: 105257 / SEC#: 801-454

RIA

Registered Investment Advisory firm - (3/1/1950 Approved)

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Contact information

Main Address

1900 Market Street Fl 8, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 568-5450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BISHOP & ASSOCIATES INC ADV PART 2A (5/13/2025)

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 106,143,000

Red Flags

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Advisor Monitoring

Firm Stability Insights

Thomas A. Fletcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BISHOP & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2012

Series 66

Date: 2/1/2002

Series 31

Date: 2/8/2002

Series 7

Date: 1/18/2002

Current Firm

BISHOP & ASSOCIATES INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BISHOP & ASSOCIATES INC

TRUST BUT VERIFY

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